Securities & Exchange Commission Chairman Jay Clayton says that a uniform standard of conduct for broker-dealers and investment advisers providing advice to retail clients is on the commission's front ...

In the case of an investor with a board designee, the Court of Chancery in Witmer clarified that it must be both.

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

Can RIAs tell clients they’re fiduciaries? That the SEC had to furnish a reassuring answer this week — to a question about a status quo never before in doubt — is another sign of the upheaval ...

Trigild, a leading fiduciary services firm, has appointed Chris Chauvin as managing partner. In this role, Chauvin will oversee the firm's receivership assignments, ensuring timely and accurate ...

A: Board members, whether they are part of a homeowner’s association or a condominium association, are there to represent the interests of all of the homeowners who reside in that community. To that ...