Merrill Lynch has agreed to pay a $225,000 fine and accept a censure from FINRA after failing to report more than 1,600 ...

Paul Morris departed Bank of America after reports showed he stayed in touch with Jeffrey Epstein for years after joining ...

Mark Sutterlin of Bank of America Merrill Lynch discusses how ultra-high-net-worth investors are expanding alternative ...

Merrill Lynch's Compliance Issues Merrill Lynch is facing repercussions due to a compliance oversight that allowed over 1,600 ...

The U.S. Securities and Exchange Commission charged Harvest Volatility Management and Merrill Lynch on Wednesday for exceeding clients' predesignated investment limits over a two-year period. The two ...

June 1 (Reuters) - Paul V. Morris, a private wealth adviser whose name appeared in the Department of Justice files on disgraced sex offender Jeffrey Epstein, has left his position at Merrill Lynch, a ...

Merrill Lynch has been ordered to reimburse customers approximately $1.5 million due to supervisory lapses that led to avoidable fees on more than 2,000 accounts. In an AWC published Monday, Finra ...

Also, acquisitive Waverly grows to $35.5B with a new deal; $14B Soltis acquires a Midwest beachhead; Mariner deals for ...

NEW YORK, March 23 (Reuters) - Bank of America Corp and its Merrill Lynch unit will pay $14 million to settle lawsuits claiming that they forced financial adviser trainees to work 60 hours and more ...

Large firms with thousands of financial advisors working in various capacities appear to have turned the tide, at least for now, on losing advisors to their competitors or retirement, with Merrill ...

Broker-dealer Merrill Lynch has agreed to pay a total of $12 million in fines to regulators for failing to file about 1,500 suspicious activity reports over more than a decade. Under U.S.

Bank of America's wealth-management arm says it values client associates, the staffers who help run financial advisors' practices. So why are so many feeling fed up? Merrill Lynch has made a name on ...