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SEC Rulemaking The SEC engages in rulemaking through a transparent process guided by the Administrative Procedure Act and informed by public comment. Members of the public are invited to share comments on proposed rulemakings.
About - SEC.gov
Jun 29, 2024 · The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. The SEC has up to five Commissioners appointed by the President on the advice and consent of the Senate. No more than three Commissioners can be members of the same political party. Chair and Commissioners; Budget/Operations
SEC Announces Enforcement Results for Fiscal Year 2024
Nov 22, 2024 · The SEC also received 45,130 tips, complaints, and referrals in fiscal year 2024, the most ever received in one year, including more than 24,000 whistleblower tips, more than 14,000 of which were submitted by two individuals. The SEC issued whistleblower awards totaling $255 million. Crediting Market Participants Who Practice Proactive Compliance
Newsroom - SEC.gov
4 days ago · The Office of Public Affairs maintains SEC.gov and the agency's intranet with the ultimate goal of keeping the SEC transparent, relatable and accountable to taxpayers and employees alike. news @sec.gov 202-551-4120
Company Search - SEC.gov
Feb 11, 2010 · The SEC does not require companies that are raising less than $1 million under Rule 504 of Regulation D to be "registered" with the SEC, but these companies are required to file a Form D with the SEC. The Form D serves as a brief notice that provides information about the company and the offering.
SEC Charges Three Senior Executives in Two Actions Alleging …
Nov 20, 2024 · The SEC’s ongoing investigation regarding Adani Green is being conducted by Nicholas Karasimas, Stewart Gilson, Christopher M. Colorado, and Alison Conn of the New York Regional Office. It is being supervised by Tejal D. Shah. The litigation will be led by Mr. Colorado, Mr. Karasimas, and Mr. Gilson, under the supervision of Daniel Loss.
Search Filings - SEC.gov
Jul 2, 2024 · A search engine to find Central Index Key numbers assigned by the SEC to corporate or individual filers. Public Dissemination Service (PDS) An option to subscribe to a privatized system to receive a dedicated feed of all public EDGAR filings.
SEC Charges Cantor Fitzgerald Over Misleading SPAC Disclosures
Dec 12, 2024 · According to the SEC’s Order, in 2020 and 2021, a team of Cantor Fitzgerald executives managed and controlled two SPACs – CF Finance Acquisition Corp. II and CF Acquisition Corp. V – which raised $750 million from investors through IPOs ahead of the SPACs’ eventual mergers with View, Inc. and Satellogic Inc., respectively.
SEC.gov | Global Aerospace Company AAR and Former Executive …
Dec 19, 2024 · The SEC’s order finds that AAR paid millions of dollars in bribes to Nepalese and South African officials as part of the two schemes. “Here, the bribes schemes took place in both Nepal and South Africa, reflecting that a deficient control environment creates fertile ground for mischief that can cross borders,” said Charles Cain, Chief of ...
SEC.gov | List of Companies
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